securities holding

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• Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …   Wikipedia

• holding — hold‧ing [ˈhəʊldɪŋ ǁ ˈhoʊl ] noun [countable] FINANCE 1. an amount of a particular type of investment owned by a person or organization: holding of • He has doubled his usual holdings of government securities to more than $10 billion. • Itsreal… …   Financial and business terms

• Holding Company — Holding Company, auch Holder genannt, eine in den Vereinigten Staaten von Amerika ausgebildete eigenartige Form der Handelsgesellschaft, deren Zweck darin besteht, eine Interessengemeinschaft zwischen mehreren in Wettbewerb stehenden… …   Enzyklopädie des Eisenbahnwesens

• Securities lending — In finance, securities lending or stock lending refers to the lending of securities by one party to another. The terms of the loan will be governed by a Securities Lending Agreement , which, under U.S. law, requires that the borrower provides the …   Wikipedia

• Securities and Exchange Commission v. W. J. Howey Co. — SCOTUSCase Litigants=Securities and Exchange Commission v. W. J. Howey Co. ArgueDate=May 2 ArgueYear=1946 DecideDate=May 27 DecideYear=1946 FullName=Securities and Exchange Commission v. W. J. Howey Co. et al. USVol=328 USPage=293 Citation=66… …   Wikipedia

• Holding company —   A company that confines its activities to owning stock in and supervising management of other companies. The Securities and Exchange Commission, as administrator of the Public Utility Holding Company Act of 1935, defines a holding company as a… …   Energy terms

• Securities and Exchange Commission v. Ralston Purina Co. — SCOTUSCase Litigants=Securities and Exchange Commission v. Ralston Purina Co. ArgueDate=April 28 ArgueYear=1953 DecideDate=June 8 DecideYear=1953 FullName=Securities and Exchange Commission v. Ralston Purina Co. USVol=346 USPage=119 Citation=73 S …   Wikipedia

• Securities Act of 1933 — Die Börsen und Aktiengesetze der Vereinigten Staaten sind die Gesetze, die die Einrichtung und den Umgang mit Börsen, Aktiengesellschaften, Aktien und sonstigen börsennotierten Finanzprodukten in den Vereinigten Staaten regeln. Inhaltsverzeichnis …   Deutsch Wikipedia

• Securities Subsidiary — A company that is controlled by a large bank or financial holding company. These firms are in the business of underwriting commercial paper and other securities that will then be sold to investors. In certain regions, security subsidiaries can… …   Investment dictionary

• holding — I. noun Date: 15th century 1. a. land held especially by a vassal or tenant b. property (as land or securities) owned usually used in plural 2. a ruling of a court especially on an issue of law raised in a case compare dictum 3. something that… …   New Collegiate Dictionary

• Securities and Exchange Commission — The federal agency which administers such laws as the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Public Utility Holding Company Act of 1935, the Investment Adviser s Act of 1940 and the… …   Black's law dictionary